Risk & Compliance

Robust procedures ensuring safe, compliant, and sustainable global operations.

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COUNTERPARTY SCREENING
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CORE COMPLIANCE POLICIES
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RISK CATEGORIES MANAGED

Risk management is one of the main functions of Futura Energy. We operate a comprehensive Compliance Risk Management System to ensure adherence to international trade control and export regulations.

Our approach integrates proactive due diligence, continuous monitoring, and rigorous internal controls across all trading activities, counterparties, and operational jurisdictions.

Compliance Framework

Four core policies ensuring regulatory adherence and operational integrity

KYC Procedure

Comprehensive Know Your Customer protocols for all counterparties, including beneficial ownership verification and ongoing relationship monitoring.

Sanctions Compliance

Rigorous screening against international sanctions lists (UN, EU, OFAC, UK) for all entities, individuals, vessels, and jurisdictions involved in transactions.

Anti-Bribery & Corruption

Zero-tolerance policy for bribery and corruption, supported by clear guidelines, training, and reporting mechanisms for all employees and partners.

AML/CTF

Anti-Money Laundering and Counter-Terrorist Financing controls, including transaction monitoring, suspicious activity reporting, and regulatory cooperation.

Risk Management Framework

Integrated risk monitoring, control, and reporting at internal and external levels

Due Diligence Process

Comprehensive counterparty screening to identify sanctions, reputational, ownership, and vessel-related risks

1

Initial Screening

All counterparties screened against sanctions lists, adverse media, and PEP databases before engagement.

2

Risk Assessment

Evaluation of ownership structure, jurisdiction, business model, and reputational factors to determine risk profile.

3

Ongoing Monitoring

Continuous monitoring of counterparties and vessels throughout the relationship, with periodic re-screening and updates.

Continuous Improvement

Proactive adaptation to evolving regulatory environments and industry best practices

Regulatory Monitoring

Continuous tracking of regulatory changes across all jurisdictions in which we operate, with immediate policy updates as required.

Internal Training

Regular compliance and risk management training for all staff, ensuring awareness of current regulations and internal procedures.

Advisory Support

Guidance and support provided to counterparties on compliance matters, fostering a culture of shared responsibility and transparency.

Learn more about our compliance standards and risk management approach.

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